An update on the regulatory regime of OTC derivatives markets in Hong Kong
Business,Hong Kong,Legal Updates,Regional Law

Reading Time: 6 minutesIntroduction The Securities and Futures Commission (“SFC”) introduced 2 new regulated activities, namely type 11 regulated activities (“Type 11 RA”) and type 12 regulated activities (“Type 12 RA”), and collectively referred as the “new RAs”, to regulate persons who serve as dealers, advisers or clearing agents etc. in the OTC derivatives market. For definition of […]